Updated: Sep 10, 2026
No. of Questions: 402 Questions & Answers with Testing Engine
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Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
| Certification Vendor: | FINRA |
|---|---|
| Exam Name: | General Securities Representative Qualification Examination (GS) |
| Exam Number: | Series-7 |
| Exam Duration: | 225 minutes |
| Exam Format: | Multiple-choice questions, Computer-based |
| Real Exam Qty: | 125 scored + 5 unscored pretest |
| Certificate Validity Period: | Valid while registered and completing continuing education; no fixed expiration if active |
| Passing Score: | 72% |
| Exam Price: | $395 USD |
| Related Certifications: | Series 63 Series 66 Securities Industry Essentials (SIE) Series 65 Series 6 |
| Available Languages: | English |
| Recommended Training: | FINRA Official Content Outline |
| Exam Registration: | FINRA Series 7 Registration Prometric Scheduling |
| Sample Questions: | FINRA Series-7 Sample Questions |
| Exam Way: | Computer-based testing at authorized Prometric test centers |
| Pre Condition: | Must be sponsored by a FINRA/SRO member firm; must pass the Securities Industry Essentials (SIE) exam as a corequisite |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records | 73% | - Taxation and regulatory rules - Debt securities and government obligations - Direct participation programs - Options and derivative products - Municipal securities - Characteristics of equity securities - Portfolio analysis and risk management - Investment company securities and variable contracts |
| Topic 2: Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives | 9% | - Account documentation and regulatory compliance - Types of accounts and ownership structures - Determining investment suitability - Customer information collection |
| Topic 3: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | 11% | - Handling errors and discrepancies - Recordkeeping and reporting requirements - Order types and execution procedures - Trade settlement and confirmation |
| Topic 4: Seeks Business for the Broker-Dealer from Customers and Potential Customers | 7% | - Regulatory requirements for communications with the public - Identification of potential customers - Prospecting and sales practices |
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